Regulatory Searches
Verify Regulatory Status Before You Do Business Internationally
Regulatory searches help verify whether a UK business or professional is properly registered, licensed or authorised with the relevant regulator. They can also identify publicly available enforcement actions, disciplinary decisions and compliance information before important business decisions are made.
Why Regulatory Searches Matter
Not every business operates within the same regulatory framework.
Depending on the industry, organisations and professionals may be required to hold licences, registrations or regulatory authorisations before they can legally operate. Verifying this information before entering a business relationship helps reduce unnecessary risk and supports informed commercial decisions.
Whether you’re onboarding a supplier, appointing a professional adviser, acquiring a business or carrying out due diligence, regulatory searches provide access to publicly available information from relevant international regulatory bodies.
Where Regulatory Searches Create Value
Business Due Diligence
Verify regulatory standing before acquisitions, investments, commercial partnerships and supplier relationships.
Professional Verification
Confirm whether regulated professionals hold current registrations or licences with the appropriate UK regulator.
Supplier & Third-Party Risk
Research suppliers, contractors and service providers before entering new commercial relationships.
Compliance Support
Support internal compliance, procurement, AML and KYC processes through independent regulatory verification.
Our Internaional Regulatory Search Services
01
Regulatory Licence Verification
Research whether a business or professional holds an active licence, authorisation or registration with the relevant UK regulator where publicly available.
02
Professional Registration Searches
Verify registrations for regulated professions including solicitors, accountants, healthcare professionals, financial advisers and other licensed occupations where applicable.
03
Financial Conduct Authority (FCA) Searches
Confirm publicly available information relating to FCA-authorised firms, permissions, registrations and regulatory status.
04
Enforcement & Disciplinary Searches
Identify publicly available enforcement actions, disciplinary findings, regulatory notices and sanctions issued by UK regulators where available.
05
Regulatory Compliance Research
Research publicly available compliance information that may assist with supplier due diligence, commercial transactions or ongoing risk management.
06
Regulatory Document Retrieval
Obtain publicly available regulatory documents, registers, notices and official records maintained by UK regulatory authorities.
07
Multi-Regulator Verification
Where appropriate, coordinate research across multiple UK regulators to provide broader regulatory verification for businesses or professionals.
08
Industry-Specific Regulatory Searches
Research organisations operating within regulated industries such as financial services, legal services, healthcare, charities, education, energy, communications and gambling using the relevant UK regulatory authorities.
Better Decisions Begin With Better Verification
A company can appear established.
A professional can appear qualified.
A supplier can appear legitimate.
Regulatory verification helps confirm whether publicly available records support those claims before contracts are signed, investments are made or commercial relationships begin.
Independent regulatory research provides another layer of confidence when making importantbusiness decisions.
Why Businesses Choose Duly Noted
UK Regulatory Expertise
Research focused exclusively on UK regulatory records and official public sources.
Comprehensive Verification
Where appropriate, research across multiple UK regulators to provide broader due diligence.
Reliable Research
Clear, accurate reporting based on publicly available regulatory information.
Worldwide Client Support
Supporting law firms, financial institutions, compliance professionals, investors and businesses requiring UK regulatory research.
Frequently Asked Questions
What is a regulatory search?
An international regulatory search researches publicly available information held by UK regulatory authorities to verify licences, registrations, authorisations, disciplinary actions or other regulatory information relating to a business or professional.
Which international regulators can be searched?
Depending on the nature of the request, research may include publicly available records maintained by organisations such as the Financial Conduct Authority (FCA), Solicitors Regulation Authority (SRA), General Medical Council (GMC), Nursing and Midwifery Council (NMC), Care Quality Commission (CQC), Charity Commission, Information Commissioner’s Office (ICO), Companies House, Gambling Commission, Ofgem, Ofcom, Environment Agency and other UK regulatory bodies.
Can you verify professional licences?
Yes. Where publicly available, we can research registrations and licences for many regulated professions and provide details of the current regulatory status.
Can you identify enforcement actions?
Yes. Where regulators publish disciplinary decisions, enforcement notices or sanctions, these may be identified as part of the research.
Can you verify FCA-authorised firms?
Yes. We can research publicly available FCA records relating to authorised firms, registrations
and regulatory permissions.
Can regulatory searches support due diligence?
Yes. Regulatory research is commonly requested during acquisitions, supplier onboarding,
investment due diligence, procurement and commercial risk assessments.
Can you obtain regulatory documents?
Where publicly available, we can obtain official registers, notices, regulatory decisions and other
documents maintained by UK regulatory authorities.
What information is required to begin?
Providing the business name, company number, professional’s name or other identifying
information helps ensure accurate research.
How long do regulatory searches take?
Turnaround times depend on the scope of the research and the number of regulatory authorities
involved. An estimated completion time will be provided when your request is received.
Who requests regulatory searches?
Our clients include law firms, financial institutions, compliance teams, investors, accountants,
procurement departments, businesses and organisations requiring reliable UK regulatory
verification.
Request a UK Regulatory Search
Whether you’re verifying a regulated business, researching a professional or supporting commercial due diligence, Duly Noted provides accurate UK regulatory research using publicly available information from official regulatory sources.